PRIVACY POLICY NOTICE









FACTS

WHAT DOES CAPITAL ADVISOR NETWORK, LLC.

DO WITH YOUR PERSONAL INFORMATION?


 










Why?


 

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.


 










What?


 

The types of personal information we collect and share depends on the product or service you have with us. This information can include, but is not limited to:


  • Social Security number and income;
  • Assets and transaction history; and
  • Investment experience and risk tolerance.



When you are no longer our client, we continue to share your information as described in this notice.


 










How?

All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Capital Advisor Network, LLC. chooses to share and whether you can limit this sharing.


 














































Reasons we can share your personal information

Does Capital Advisor Network?

Can you limit this sharing?

For our everyday business purposes–

such as to process your transactions, maintain

your account(s), respond to court orders and legal investigations, or report to credit bureaus

YES

NO

For our marketing purposes–

to offer our products and services to you

NO

We do not share

For joint marketing with other financial companies

NO

We do not share

For our affiliates’ everyday business purposes–

information about your transactions and experiences

NO

We do not share

For our affiliates’ everyday business purposes–

information about your creditworthiness

NO

We do not share

For our affiliates to market to you

NO

We do not share

For non-affiliates to market to you

NO

We do not share


 










To limit our sharing

Please note:

 

If you are a new client, we can begin sharing your information from the date we sent this notice. When you are no longer our client, we continue to share your information as described in this notice.

 

However, you can contact us at any time to limit our sharing.

 


 


 










Questions?

Call: 765-588-1647


 










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Who we are

 

Who is providing this notice?

Capital Advisor Network, LLC.


 



























 


What we do

 

How does Capital Advisor Network, LLC. protect my personal information?

To protect your personal information from unauthorized access

and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

 

How does Capital Advisor Network, LLC. collect my personal information?

We collect your personal information, for example, when you


  1. open an account or give us contact information
  2. enter into an investment adviser contract or give us your income information
  3. tell us about your investment or retirement portfolio



We also collect your personal information from other companies.


 

Why can’t I limit all sharing?

Federal law gives you the right to limit only


  1. sharing for affiliates’ everyday business purposes—information about your creditworthiness
  2. affiliates from using your information to market to you
  3. sharing for non-affiliates to market to you



State laws and individual companies may give you additional rights to limit sharing


 

What happens when I limit sharing for an account I hold jointly with someone else?

Your choices will apply to everyone on your account—unless you tell us otherwise.


 























 


Definitions

 

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.


  1. NONE



 

Non-affiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.


  1. NONE



 

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.


  1. NONE



 


 














 


Other Important Information

 

By signing Capital Advisor Network, LLC. Agreement, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above.  I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.